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| 1 | +# AI Alignment Project: Workflow and Runnable Example |
| 2 | + |
| 3 | +## 1. Define the Workflow |
| 4 | +The project guides users through the following stages: |
| 5 | +1. **Preprocessing**: Preparing and augmenting the dataset. |
| 6 | +2. **Training**: Fine-tuning or RLHF-based training of the LLM. |
| 7 | +3. **Evaluation**: Assessing model alignment through explainability, bias analysis, and safety tests. |
| 8 | +4. **Deployment**: Running an API to interact with the trained model. |
| 9 | +5. **Feedback Loop**: Incorporating user feedback for iterative improvement. |
| 10 | + |
| 11 | +--- |
| 12 | + |
| 13 | +## 2. Workflow Integration of Files |
| 14 | + |
| 15 | +### (a) Data Preprocessing |
| 16 | +- **Files**: |
| 17 | + - `src/preprocessing/preprocess_data.py` |
| 18 | + - `src/preprocessing/augmentation.py` |
| 19 | + - `src/preprocessing/tokenization.py` |
| 20 | +- **Workflow**: |
| 21 | + 1. Start with raw or synthetic data (`data/raw/synthetic_data.csv`). |
| 22 | + 2. Use `preprocess_data.py` to clean and tokenize data. |
| 23 | + 3. Augment data with `augmentation.py` to simulate diverse scenarios. |
| 24 | + 4. **Output**: A cleaned and tokenized dataset ready for training. |
| 25 | + |
| 26 | +### (b) Model Training |
| 27 | +- **Files**: |
| 28 | + - `src/training/fine_tuning.py` |
| 29 | + - `src/training/rlhf.py` |
| 30 | + - `notebooks/02_fine_tuning.ipynb` & `03_rlhf.ipynb` |
| 31 | +- **Workflow**: |
| 32 | + 1. Load the preprocessed data. |
| 33 | + 2. Fine-tune a pretrained LLM with `fine_tuning.py`. |
| 34 | + 3. Optionally, enhance alignment with human feedback via `rlhf.py`. |
| 35 | + 4. Log training results using `mlflow_tracking.py`. |
| 36 | + 5. **Output**: A fine-tuned LLM stored as a model artifact. |
| 37 | + |
| 38 | +### (c) Evaluation |
| 39 | +- **Files**: |
| 40 | + - `src/evaluation/metrics.py` |
| 41 | + - `src/evaluation/safety_tests.py` |
| 42 | + - `src/evaluation/bias_analysis.py` |
| 43 | + - `notebooks/04_evaluation.ipynb` |
| 44 | +- **Workflow**: |
| 45 | + 1. Evaluate the model's responses for alignment using: |
| 46 | + - Safety metrics (`safety_tests.py`). |
| 47 | + - Explainability tools (`metrics.py`). |
| 48 | + - Bias analysis (`bias_analysis.py`). |
| 49 | + 2. Display performance metrics and insights via `explainability_dashboard.py`. |
| 50 | + |
| 51 | +### (d) Deployment |
| 52 | +- **Files**: |
| 53 | + - `src/deployment/fastapi_app.py` |
| 54 | + - `src/deployment/endpoints/predict.py`, `feedback.py` |
| 55 | + - Docker/Kubernetes configs (`deployment/docker-compose.yml`, `deployment/kubernetes`) |
| 56 | +- **Workflow**: |
| 57 | + 1. Start the FastAPI app to serve the trained model (`fastapi_app.py`). |
| 58 | + 2. Use endpoints: |
| 59 | + - `/predict`: For inference. |
| 60 | + - `/feedback`: To capture user feedback. |
| 61 | + 3. Deploy in a containerized environment using Docker or Kubernetes. |
| 62 | + |
| 63 | +### (e) Feedback Loop |
| 64 | +- **Files**: |
| 65 | + - `app/feedback.py` |
| 66 | + - `src/reinforcement/multi_objective_rl.py` |
| 67 | +- **Workflow**: |
| 68 | + 1. Capture real-world feedback via `/feedback` API or UI (`app/templates/feedback.html`). |
| 69 | + 2. Retrain the model using `multi_objective_rl.py` to incorporate feedback. |
| 70 | + |
| 71 | +--- |
| 72 | + |
| 73 | +## 3. Runnable Example: A Hands-On AI Alignment Experiment |
| 74 | + |
| 75 | +### Step 1: Data Preparation |
| 76 | +Run the preprocessing script: |
| 77 | +```bash |
| 78 | +python src/preprocessing/preprocess_data.py --input data/raw/synthetic_data.csv --output data/processed |
| 79 | +``` |
| 80 | + |
| 81 | +### Step 2: Fine-Tuning |
| 82 | +Train the model using the preprocessed data: |
| 83 | +```bash |
| 84 | +python src/training/fine_tuning.py --data_dir data/processed --output_dir models/fine_tuned |
| 85 | +``` |
| 86 | + |
| 87 | +#### Explanation: |
| 88 | +- **Input**: |
| 89 | + - The script processes data from the `data/processed` directory, which contains cleaned and tokenized datasets. |
| 90 | + |
| 91 | +- **Model Fine-Tuning**: |
| 92 | + - The fine-tuning script applies supervised learning to adjust the weights of a pretrained large language model (LLM). |
| 93 | + - Hyperparameters such as learning rate, batch size, and number of epochs can be customized in the script or via configuration files. |
| 94 | + - The fine-tuning process adapts the model to perform alignment-specific tasks (e.g., producing safe, unbiased, and interpretable outputs). |
| 95 | + |
| 96 | +- **Output**: |
| 97 | + - A fine-tuned model is saved in the `models/fine_tuned` directory. This model is now better aligned with the desired objectives and can be evaluated for safety, bias, and interpretability. |
| 98 | + |
| 99 | +- **Integration with Experiment Tracking**: |
| 100 | + - If `mlflow_tracking.py` or a similar tracking tool is used, fine-tuning results (e.g., loss curves, evaluation metrics, and hyperparameters) are logged for reproducibility. |
| 101 | + - Users can compare different runs, evaluate the impact of hyperparameter changes, and select the best-performing model. |
| 102 | + |
| 103 | +- **Key Learnings**: |
| 104 | + - Fine-tuning allows a general-purpose LLM to be adapted for specific tasks, making it more relevant for real-world alignment challenges. |
| 105 | + - Regular evaluation during training ensures that the model maintains alignment with predefined objectives (e.g., minimizing bias or toxicity). |
| 106 | + - Users gain practical experience with data preparation, model training, and the iterative nature of fine-tuning. |
| 107 | + |
| 108 | +- **Next Steps**: |
| 109 | + 1. Evaluate the fine-tuned model using metrics, safety tests, and bias analysis (Step 3: Evaluate Alignment). |
| 110 | + 2. Deploy the fine-tuned model as an API or in an interactive application (Step 4: Start the API). |
| 111 | + |
| 112 | +#### Common Challenges and Solutions: |
| 113 | +1. **Overfitting**: |
| 114 | + - Problem: The model may overfit on the fine-tuning dataset, losing its generalization ability. |
| 115 | + - Solution: |
| 116 | + - Use regularization techniques such as dropout. |
| 117 | + - Implement early stopping during training. |
| 118 | + - Monitor validation loss and tune the dataset size for diversity. |
| 119 | + |
| 120 | +2. **Insufficient Alignment**: |
| 121 | + - Problem: The fine-tuned model may still produce misaligned or biased outputs. |
| 122 | + - Solution: |
| 123 | + - Incorporate Reinforcement Learning with Human Feedback (RLHF) for further alignment. |
| 124 | + - Use safety tests and bias analysis to identify problematic outputs and retrain iteratively. |
| 125 | + |
| 126 | +3. **Hyperparameter Tuning**: |
| 127 | + - Problem: Suboptimal hyperparameter settings may lead to poor performance or inefficiency. |
| 128 | + - Solution: |
| 129 | + - Use a hyperparameter tuning framework like Optuna or implement grid/random search. |
| 130 | + - Explore automated scripts for hyperparameter optimization (`ppo_hyperparameter_tuning.py`). |
| 131 | + |
| 132 | +4. **Scalability Issues**: |
| 133 | + - Problem: Fine-tuning large LLMs may require significant computational resources. |
| 134 | + - Solution: |
| 135 | + - Use distributed training methods (`distributed_rl.py`). |
| 136 | + - Leverage cloud-based GPUs or TPUs for faster training. |
| 137 | + |
| 138 | +#### Practical Tips: |
| 139 | +- Ensure that the dataset used for fine-tuning aligns with the project's ethical and performance goals. |
| 140 | +- Regularly save checkpoints during training to prevent data loss and allow resuming interrupted runs. |
| 141 | +- Log all experiments systematically for reproducibility and knowledge sharing among team members. |
| 142 | + |
| 143 | +#### Real-World Applications: |
| 144 | +- This step can adapt the LLM for tasks such as: |
| 145 | + - Generating safe conversational responses in chatbots. |
| 146 | + - Mitigating bias in summarization or text generation. |
| 147 | + - Enhancing explainability for AI models in sensitive domains like healthcare or law. |
| 148 | + |
| 149 | +By completing this step, you now have a fine-tuned model that serves as the foundation for subsequent evaluation and deployment in your AI alignment project. |
| 150 | + |
| 151 | + |
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