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K-Way_Merge_Tutorial.txt
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K-Way_Merge_Tutorial.txt
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K-Way Merge
============
- Introduction:
===============
A k-way merge is a fundamental algorithmic technique used to merge k sorted lists into a single sorted list.
This technique is especially useful in scenarios where multiple sorted sequences need to be combined, such as in external
sorting and multi-way merge sort. Here's a detailed explanation:
- Key Concepts:
---------------
1. Input:
- k sorted lists (or arrays).
- The goal is to merge these lists into a single sorted list.
2. Output:
- One merged list that maintains the sorted order.
- Algorithm:
------------
1. Initialization:
- Create a min-heap (or priority queue) that helps efficiently retrieve the smallest element among the current heads of the k lists.
- Insert the first element of each list into the heap, along with the index of the list and the index of the element within the list.
2. Merging Process:
- Extract the smallest element from the heap (this is the next element in the merged list).
- Insert this smallest element into the result list.
- If the extracted element’s list still has remaining elements, insert the next element from that list into the heap.
- Repeat the extraction and insertion process until the heap is empty.
3. Termination:
- The process continues until all elements from all lists have been merged and the heap is empty.
- Time Complexity:
------------------
- Initialization: O(k) time to build the initial heap.
- Merging: Each insertion and extraction operation from the heap takes O(log k) time.
Since there are a total of n elements to be processed where n is the sum of the lengths of all k lists,
the overall time complexity is O (n log k).
- Example:
----------
Consider the following 3 sorted lists:
- List 1: [1, 4, 7]
- List 2: [2, 5, 8]
- List 3: [3, 6, 9]
- The steps would be:
1. Initialize the heap with the first elements of each list: \[ (1, 0, 0), (2, 1, 0), (3, 2, 0) \].
2. Extract 1 from the heap and add to the merged list. Insert the next element from List 1 (4) into the heap.
3. Extract 2, add to the merged list, and insert 5 from List 2.
4. Extract 3, add to the merged list, and insert 6 from List 3.
5. Continue this process until all elements are merged.
- Applications:
---------------
- External Sorting: Used in scenarios where data doesn't fit into memory and must be sorted using disk storage.
- Multi-way Merge Sort: An extension of merge sort for dividing data into multiple partitions.
- Database Query Processing: Efficient merging of sorted query results from different sources.
- Pseudocode:
-------------
Here is a high-level pseudocode for the k-way merge:
function kWayMerge(lists):
minHeap = new MinHeap()
mergedList = []
for i from 0 to k-1:
if lists[i] is not empty:
minHeap.insert((lists[i][0], i, 0))
while not minHeap.isEmpty():
(val, listIndex, elementIndex) = minHeap.extractMin()
mergedList.append(val)
if elementIndex + 1 < length(lists[listIndex]):
nextElement = lists[listIndex][elementIndex + 1]
minHeap.insert((nextElement, listIndex, elementIndex + 1))
return mergedList
In this pseudocode, the min-heap stores tuples of the form `(value, list index, element index)`,
allowing it to keep track of which element from which list is being processed.
- Implementation:
-----------------
Here is an example of a k-way merge implementation in Java. This example merges multiple sorted arrays into a single
sorted array using a priority queue (min-heap).
import java.util.PriorityQueue;
import java.util.List;
import java.util.ArrayList;
import java.util.Comparator;
class Element {
int value;
int arrayIndex;
int elementIndex;
public Element(int value, int arrayIndex, int elementIndex) {
this.value = value;
this.arrayIndex = arrayIndex;
this.elementIndex = elementIndex;
}
}
public class KWayMerge {
public static List<Integer> mergeKSortedArrays(List<List<Integer>> lists) {
List<Integer> mergedList = new ArrayList<>();
// Min-heap to store the elements along with their indices
PriorityQueue<Element> minHeap = new PriorityQueue<>(new Comparator<Element>() {
@Override
public int compare(Element e1, Element e2) {
return Integer.compare(e1.value, e2.value);
}
});
// Initialize the heap with the first element of each list
for (int i = 0; i < lists.size(); i++) {
if (lists.get(i).size() > 0) {
minHeap.add(new Element(lists.get(i).get(0), i, 0));
}
}
// Merge process
while (!minHeap.isEmpty()) {
Element current = minHeap.poll();
mergedList.add(current.value);
int nextElementIndex = current.elementIndex + 1;
if (nextElementIndex < lists.get(current.arrayIndex).size()) {
minHeap.add(new Element(lists.get(current.arrayIndex).get(nextElementIndex), current.arrayIndex, nextElementIndex));
}
}
return mergedList;
}
public static void main(String[] args) {
List<List<Integer>> lists = new ArrayList<>();
lists.add(List.of(1, 4, 7));
lists.add(List.of(2, 5, 8));
lists.add(List.of(3, 6, 9));
List<Integer> result = mergeKSortedArrays(lists);
System.out.println(result); // Output: [1, 2, 3, 4, 5, 6, 7, 8, 9]
}
}
- Explanation:
--------------
1. Element Class:
- A helper class to store the value along with its array index and element index.
2. mergeKSortedArrays Method:
- This method takes a list of lists of integers (each list is sorted) and merges them into a single sorted list.
- A `PriorityQueue` (min-heap) is used to efficiently get the smallest element from the current heads of the lists.
3. Initialization:
- The first element of each list is added to the heap, along with the indices to track its position.
4. Merging Process:
- The smallest element is extracted from the heap and added to the result list.
- The next element from the same list is then added to the heap.
- This process continues until the heap is empty.
5. Main Method:
- Creates a sample input of 3 sorted lists.
- Calls the `mergeKSortedArrays` method and prints the merged result.
This implementation ensures efficient merging with a time complexity of O(n log k), where n is the total
number of elements and k is the number of lists.
- K-Way Merge Example LeetCode Question: 1669. Merge In Between Linked Lists
=============================================================================
To solve this problem, we need to manipulate linked lists by removing a specified range of nodes from one list and
inserting another list in their place. This operation can be broken down into several steps
(ChatGPT coded the solution 🤖):
1. Traverse `list1` to the node just before the `a`th node (let's call this node `prev_a`).
2. Traverse `list1` to the `b`th node (let's call this node `b_node`).
3. Connect `prev_a` to the head of `list2`.
4. Traverse to the end of `list2` and connect its last node to the node right after `b_node`.
Here's how you can implement this in Java:
- Java Implementation:
-----------------------
* First, define the `ListNode` class if it's not already provided:
class ListNode {
int val;
ListNode next;
ListNode(int val) { this.val = val; }
}
* Next, write the function to merge the lists as described:
public ListNode mergeInBetween(ListNode list1, int a, int b, ListNode list2) {
// Find the node just before the `a`th node
ListNode prev_a = list1;
for (int i = 1; i < a; i++) {
prev_a = prev_a.next;
}
// Find the `b`th node
ListNode b_node = prev_a;
for (int i = 0; i <= b - a + 1; i++) {
b_node = b_node.next;
}
// Connect prev_a to the head of list2
prev_a.next = list2;
// Traverse to the end of list2
ListNode tail2 = list2;
while (tail2.next != null) {
tail2 = tail2.next;
}
// Connect the end of list2 to the node right after b_node
tail2.next = b_node;
return list1;
}
- Explanation:
--------------
1. Finding `prev_a` Node: We traverse `list1` until we reach the node just before the `a`th node. This is
achieved by looping `a-1` times.
2. Finding `b_node`: We continue from `prev_a` and traverse `b-a+1` times to reach the `b`th node.
3. Connecting `prev_a` to `list2`:** We change the `next` pointer of `prev_a` to point to the head of `list2`.
4. Connecting the End of `list2` to the Remainder of `list1`:** We find the tail of `list2` and change its `next`
pointer to the node following `b_node`.
- Time Complexity:
-------------------
The time complexity of this operation is O(n + m), where n is the length of the segment to be skipped
in `list1` and m is the length of `list2`. This is because:
- Traversing to the `a`th node takes O(a) time.
- Traversing from `a` to `b` takes O(b - a) time.
- Traversing through `list2` to find its end takes O(m) time.
- Space Complexity:
-------------------
The space complexity is O(1) as we are using a constant amount of extra space for pointer manipulation,
regardless of the input sizes.
This approach ensures that the linked lists are manipulated efficiently with minimal overhead, making it suitable for large lists.